Securities Private Placements
As corporate and securities attorneys, our firm goals include helping our clients expand their businesses, increase owner liquidity and achieve their long-term business objectives. To that end, we regularly counsel issuers, sponsors and underwriters with respect to equity and debt securities and alternative investment structures.
These alternative investment include:
- Secondary and follow-on offerings
- Convertible and high-yield debt offerings
- Registered direct offerings
- Rule 144A/Regulation S transactions
- Rule(s) 504-506 private placements
Leveraging our expertise in corporate and securities law issues, we primarily advise registered broker-dealer clients on their industry specific due diligence requirements when participating in the offering of private placement securities and regulatory reporting and compliance, liquidity, insider trading compliance, reporting and trading plans, executive and equity compensation, strategic and tactical acquisitions, and Securities Exchange Commission enforcement and securities litigation.
To learn more about our programs and how you can benefit, call our offices today at (516) 222-2230 to speak with one of our experienced attorneys.