Securities Arbitration & Commercial Litigation
Resolving Disputes In & Out of Court
Our firm has years of experience in resolving securities disputes outside of court through arbitration. This department is headed by Attorneys Ian J. Frimet, David Hirschberg, Stephen Wexler, and Martin Unger.
Our practice involves the representation of firms, individual employees, and investors in FINRA arbitration for claims ranging from:
- Employment termination
- Unsuitable investments
- Failure to supervise
- Unauthorized trading
- Failure to execute
- Breach of contract
- Other actions for fraud and breach of fiduciary duty
Arbitration can be effective in reducing both the expense of legal disputes and the length of time required to resolve them. Our attorneys are experienced in representing clients at both mediation and arbitration throughout the country.
Taking Your Dispute to the Courtroom
The firm's litigation practice consists of both general commercial litigation in federal and state courts, and securities industry litigation and arbitrations at the self-regulatory organizations and the American Arbitration Association. We also represent parties in investigations and enforcement matters instituted by the various securities industry Self-Regulatory Organizations.
In our commercial litigation practice we represent corporations of various sizes and individual officers, directors and owners in disputes involving the breach and performance of contracts, shareholder disputes, and other general business and commercial matters. Our litigation partners combine for over 75 years’ experience at the trial and appellate levels.
Put Our Team in Your Corner
In our securities industry litigation and arbitration practice, we represent both large and small broker-dealers, registered representatives and, where appropriate, customers, in proceedings involving potential damages. We also represent both firms and employees in administrative and disciplinary proceedings before regulatory and self-regulatory authorities. Our extensive experience in litigation and administrative matters provides us with a keen insight as to the most effective manner to conduct each case.
Explore the different possibilities of arbitrations and litigation you may have and our firm to speak with a securities arbitration attorney at (516) 222-2230.