Recent Posts in 2017

BASIC BITCOIN LINGO
Nov 30, 2017

Our new blog will speak mostly to legal issues surrounding the phenomenon of bitcoin, blockchain and cryptocurrency. But to get the less informed of ...

Posted By Wexler Burkhart Hirschberg & Unger, LLP
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Best Efforts Contingency Offerings
Mar 16, 2017

Best Efforts Contingency Offerings In February 2016 the Financial Industry Regulatory Authority (FINRA) published Regulatory Notice 16-08 reminding ...

Posted By Wexler Burkhart Hirschberg & Unger, LLP
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FINRA Rule 2273 requires broker-dealers to send "educational communication" to former customers of registered representatives
Mar 16, 2017

FINRA Rule 2273 requires broker-dealers to send "educational communication" to former customers of registered representatives Effective November 11, ...

Posted By Wexler Burkhart Hirschberg & Unger, LLP
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