-
Who is the "Customer" For Purposes of FINRA Rule 12200
WHO IS A "CUSTOMER" FOR PURPOSES OF FINRA RULE 12200 By Martin P. Unger, Partner, Wexler Burkhart Hirschberg & Unger, LLP FINRA Rule 12200 provides ...
Posted By
Wexler Burkhart Hirschberg & Unger, LLP
Continue Reading
-
Notice to Clients: BrokerCheck HyperLink Requirement
Notice to Clients: BrokerCheck HyperLink Requirement
Posted By
Wexler Burkhart Hirschberg & Unger, LLP
Continue Reading